6-4-1.
Two-way Radio Communications Failure
a.
It is virtually impossible to provide
regulations and procedures applicable to all possible
situations associated with two-way radio communications
failure. During two-way radio communications failure, when
confronted by a situation not covered in the regulation,
pilots are expected to exercise good judgment in whatever
action they elect to take. Should the situation so dictate
they should not be reluctant to use the emergency action
contained in 14 CFR Section 91.3(b).
b.
Whether two-way communications failure
constitutes an emergency depends on the circumstances, and
in any event, it is a determination made by the pilot. 14
CFR Section 91.3(b) authorizes a pilot to deviate from any
rule in Subparts A and B to the extent required to meet an
emergency.
c.
In the event of two-way radio
communications failure, ATC service will be provided on
the basis that the pilot is operating in accordance with
14 CFR Section 91.185. A pilot experiencing two-way
communications failure should (unless emergency authority
is exercised) comply with 14 CFR Section 91.185 quoted
below:
NOTE-
Capitalization, print and examples changed/added for
emphasis.
1. General.
Unless otherwise authorized by ATC,
each pilot who has two-way radio communications failure
when operating under IFR shall comply with the rules of
this section.
2. VFR
conditions. If the failure
occurs in VFR conditions, or if VFR conditions are
encountered after the failure, each pilot shall continue
the flight under VFR and land as soon as practicable.
NOTE-
This procedure also applies when two-way radio failure
occurs while operating in Class A airspace. The primary
objective of this provision in 14 CFR Section 91.185 is
to preclude extended IFR operation by these aircraft
within the ATC system. Pilots should recognize that
operation under these conditions may unnecessarily as
well as adversely affect other users of the airspace,
since ATC may be required to reroute or delay other
users in order to protect the failure aircraft. However,
it is not intended that the requirement to "land as soon
as practicable" be construed to mean "as soon as
possible." Pilots retain the prerogative of exercising
their best judgment and are not required to land at an
unauthorized airport, at an airport unsuitable for the
type of aircraft flown, or to land only minutes short of
their intended destination.
3. IFR conditions.
If the failure occurs in IFR conditions, or if
subparagraph 2 above cannot be complied with, each pilot
shall continue the flight according to the following:
(a) Route.
(1)
By the route assigned in the last ATC
clearance received;
(2)
If being radar vectored, by the
direct route from the point of radio failure to the
fix, route, or airway specified in the vector
clearance;
(3)
In the absence of an assigned route,
by the route that ATC has advised may be expected in
a further clearance; or
(4)
In the absence of an assigned route
or a route that ATC has advised may be expected in a
further clearance by the route filed in the flight
plan.
(b) Altitude.
At the HIGHEST of the
following altitudes or flight levels FOR THE ROUTE
SEGMENT BEING FLOWN:
(1)
The altitude or flight level assigned
in the last ATC clearance received;
(2)
The minimum altitude (converted, if
appropriate, to minimum flight level as prescribed
in 14 CFR Section 91.121(c)) for IFR operations; or
(3)
The altitude or flight level ATC has
advised may be expected in a further clearance.
NOTE-
The intent of the rule is that a pilot who has
experienced two-way radio failure should select the
appropriate altitude for the particular route
segment being flown and make the necessary altitude
adjustments for subsequent route segments. If the
pilot received an "expect further clearance"
containing a higher altitude to expect at a
specified time or fix, maintain the highest of the
following altitudes until that time/fix:
(1) the last assigned altitude; or
(2) the minimum altitude/flight level for IFR
operations.
Upon reaching the time/fix specified, the pilot
should commence climbing to the altitude advised to
expect. If the radio failure occurs after the
time/fix specified, the altitude to be expected is
not applicable and the pilot should maintain an
altitude consistent with 1 or 2 above. If the pilot
receives an "expect further clearance" containing a
lower altitude, the pilot should maintain the
highest of 1 or 2 above until that time/fix
specified in subparagraph (c) Leave clearance limit,
below.
EXAMPLE-
1. A pilot
experiencing two-way radio failure at an assigned
altitude of 7,000 feet is cleared along a direct
route which will require a climb to a minimum IFR
altitude of 9,000 feet, should climb to reach 9,000
feet at the time or place where it becomes necessary
(see 14 CFR Section 91.177(b)). Later while
proceeding along an airway with an MEA of 5,000
feet, the pilot would descend to 7,000 feet (the
last assigned altitude), because that altitude is
higher than the MEA.
2. A pilot experiencing two-way radio
failure while being progressively descended to lower
altitudes to begin an approach is assigned 2,700
feet until crossing the VOR and then cleared for the
approach. The MOCA along the airway is 2,700 feet
and MEA is 4,000 feet. The aircraft is within 22 NM
of the VOR. The pilot should remain at 2,700 feet
until crossing the VOR because that altitude is the
minimum IFR altitude for the route segment being
flown.
3. The MEA between a and b: 5,000
feet. The MEA between b and c: 5,000 feet. The MEA
between c and d: 11,000 feet. The MEA between d and
e: 7,000 feet. A pilot had been cleared via a, b, c,
d, to e. While flying between a and b the assigned
altitude was 6,000 feet and the pilot was told to
expect a clearance to 8,000 feet at b. Prior to
receiving the higher altitude assignment, the pilot
experienced two-way failure. The pilot would
maintain 6,000 to b, then climb to 8,000 feet (the
altitude advised to expect). The pilot would
maintain 8,000 feet, then climb to 11,000 at c, or
prior to c if necessary to comply with an MCA at c.
(14 CFR Section 91.177(b).) Upon reaching d, the
pilot would descend to 8,000 feet (even though the
MEA was 7,000 feet), as 8,000 was the highest of the
altitude situations stated in the rule (14 CFR
Section 91.185).
(c) Leave clearance limit.
(1)
When the clearance limit is a fix
from which an approach begins, commence descent or
descent and approach as close as possible to the
expect further clearance time if one has been
received, or if one has not been received, as close
as possible to the Estimated Time of Arrival (ETA)
as calculated from the filed or amended (with ATC)
Estimated Time En Route (ETE).
(2)
If the clearance limit is not a fix
from which an approach begins, leave the clearance
limit at the expect further clearance time if one
has been received, or if none has been received,
upon arrival over the clearance limit, and proceed
to a fix from which an approach begins and commence
descent or descent and approach as close as possible
to the estimated time of arrival as calculated from
the filed or amended (with ATC) estimated time en
route.
6-4-2.
Transponder Operation During Two-way Communications Failure
a.
If an aircraft with a coded radar beacon
transponder experiences a loss of two-way radio
capability, the pilot should adjust the transponder to
reply on Mode A/3, Code 7600.
b.
The pilot should understand that the
aircraft may not be in an area of radar coverage.
6-4-3.
Reestablishing Radio Contact
a.
In addition to monitoring the NAVAID voice
feature, the pilot should attempt to reestablish
communications by attempting contact:
1.
On the previously assigned frequency; or
2.
With an FSS or *ARINC.
b.
If communications are established with an
FSS or ARINC, the pilot should advise that radio
communications on the previously assigned frequency has
been lost giving the aircraft's position, altitude, last
assigned frequency and then request further clearance from
the controlling facility. The preceding does not preclude
the use of 121.5 MHz. There is no priority on which action
should be attempted first. If the capability exists, do
all at the same time.
NOTE-
*Aeronautical Radio/Incorporated (ARINC) is a commercial
communications corporation which designs, constructs,
operates, leases or otherwise engages in radio activities
serving the aviation community. ARINC has the capability
of relaying information to/from ATC facilities throughout
the country.
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